Short selling

Results: 2054



#Item
471Financial regulation / Short / Short selling / Fee / Finance / Business / Financial economics

Fees (Miscellaneous Amendments) (No 7) Instrument 2014

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Source URL: media.fshandbook.info

Language: English - Date: 2014-03-27 14:13:36
472Stock market / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Short selling / Security / Securities Exchange Act / Securities Act / Stock exchange / Financial economics / Investment / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 29, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov.

Language: English - Date: 2015-01-29 13:23:48
473Business / Stock market / Financial regulation / Short selling / Broker-dealer / Securities market / Short / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / Financial markets / Finance

Complaint Against Igors Nagaicevs

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Source URL: www.sec.gov

Language: English - Date: 2012-01-26 14:54:08
474Financial markets / Financial services / Securities / Short selling / Repurchase agreement / Securities lending / Collateral management / Prime brokerage / Security / Financial economics / Finance / Economics

Microsoft Word - ICI Draft Comment Letter to FSB on Sec Lending and Repos [final]

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Source URL: www.ici.org

Language: English
475Economics / Stock market / Financial regulation / Short selling / Pegasus / Short / Shares outstanding / Stock / Financial economics / Corporate finance / Finance

SEC Complaint: Pegasus Wireless Corporation, Jasper Knabb, and Stephen Durland

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Source URL: www.sec.gov

Language: English - Date: 2009-05-27 17:12:25
476Finance / Financial regulation / Short selling / Proxy statement / Investment / Business / 14A / Short / SEC filings / Stock market / Financial economics

Andrea Electronics Corporation; Rule 14a-8 no-action letter

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Source URL: www.sec.gov

Language: English - Date: 2014-07-17 10:11:56
477Financial markets / Short selling / Financial regulation / Financial services / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Convertible bond / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Mr. Giuseppe Vegas Chairman Commissione Nazionale per le Società e la Borsa Via Giovanni Battista Martini, 3

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Source URL: www.managedfunds.org

Language: English
478Short selling / Financial regulation / Financial services / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Convertible bond / Financial economics / Finance / Investment

August 14, 2011 Via Electronic Mail Olli Rehn European Commissioner for Economic and Monetary Affairs European Commission Directorate General for Economic and Financial Affairs

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Source URL: www.managedfunds.org

Language: English
479Short selling / Financial regulation / Financial services / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Convertible bond / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Mr. Jean-Pierre Jouyet Chairman Autorité des Marchés Financiers 17, place de la Bourse

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Source URL: www.managedfunds.org

Language: English
480Short selling / Repurchase agreement / Financial markets / Collateral management / Securities / Haircut / Collateral / Short / Securities lending / Financial economics / Finance / Economics

Microsoft PowerPoint - Updating Risk and Collateral Management for UCITS using EPM techniques.pptx

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Source URL: www.arkus-fs.com

Language: English - Date: 2013-07-01 09:00:03
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